Initial Public Offering Process Company In India

India’s capital markets continue to evolve under the watchful eye of SEBI (Securities and Exchange Board of India). In recent years, SEBI has significantly increased the compliance burden on stock brokers to enhance investor protection, transparency, and financial stability. At Corpzo.com, we assist stockbroking firms in India with SEBI compliance management, helping them stay audit-ready and penalty-free. ? New Compliance Requirements Imposed by SEBI: Enhanced Client Due Diligence (CDD) and KYC norms Segregation of Client Funds & Securities Daily Updation of Client Funds in the Back Office Quarterly Compliance Report (QCR) submission Real-time reporting of margin collection Cybersecurity framework for brokers Increased disclosure requirements for associates, revenue models, and complaint handling Internal and External Audits including system audits Maintenance of proper books and records under SEBI circulars Investor grievance redressal through SEBI SCORES platform ?? Why Choose Corpzo.com? Regulatory compliance checklist tailored for brokers Assistance in audit preparation and submission Filing support for SEBI-mandated reports Expert legal and compliance advisory Affordable packages for small and mid-size brokers